Universal Market Integrity Rules - PDFSEARCH.IO - Document Search Engine

Universal Market Integrity Rules
Results: 172

#	Item
71	Universal Market Integrity Rules Rules & Policies PART 7 – TRADING IN A MARKETPLACE 7.1 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-06-19 13:04:11
72	UMIR Disciplinary Sanction Guidelines April 1, 2009 -2 - Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-10 15:42:01 Canadian law Canada Canadian securities regulation Financial regulation Investment Industry Regulatory Organization of Canada Appeal Law Economy of Canada Universal Market Integrity Rules
73	For Immediate Release April 13, 2012 CSA and IIROC announce the implementation of a dark liquidity framework in Canada Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:08 Finance Investment Industry Regulatory Organization of Canada Canadian securities regulation Universal Market Integrity Rules Dark liquidity Canadian Securities Administrators Capital market Ontario Securities Commission Securities Commission of New Zealand Financial markets Financial economics Financial system
74	Microsoft Word - IIROC submission - Notice of Public Consultation - FINAL June[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-10 17:22:55 Financial regulation Investment Industry Regulatory Organization of Canada Securities TMX Group TSX Venture Exchange Universal Market Integrity Rules Alternative Trading Systems Economy of Canada Canada Toronto Stock Exchange
75	ANNUAL REPORT 2010–2011 Building confidence in Canada’s capital markets Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-02-01 15:12:59 Financial regulation Investment Industry Regulatory Organization of Canada Securities Universal Market Integrity Rules Canada Canadian securities regulation Investment banking Corporate governance Self-regulatory organizations Financial economics Business
76	Universal Market Integrity Rules Rules & Policies 10.8 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:33:58 Notice of Hearing United States law
77	Rules Notice Technical UMIR Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-04 12:06:03 Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Finance United States securities law Securities Act Alternative Trading Systems Self-regulatory organizations Financial economics Financial system
78	Rules Notice Technical UMIR Contact: Michael T. Prior Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-05-22 15:27:54 New York Stock Exchange Financial economics Dow Jones Industrial Average Trading halt Universal Market Integrity Rules Trading curb Flash Crash Stock market Investment Economy of the United States
79	Universal Market Integrity Rules Rules & Policies PART 1 – DEFINITIONS AND INTERPRETATION 1.1 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 11:56:14 Investment Finance Security Universal Market Integrity Rules Order Algorithmic trading Short Financial markets Financial economics Stock market
80	Rules Notice Technical UMIR Contact: Michael T. Prior Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-01-02 11:45:01 Dow Jones Industrial Average Investment Trading halt Universal Market Integrity Rules Circuit breaker Financial economics Trading curb Stock market Economy of the United States New York Stock Exchange

UPDATE